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SEBI suitability auditorWealthSEBI compliance
Checks every proposed trade against a client's risk profile and the firm's own house rules before it goes out, and keeps an immutable record of the verdict.
Function
Agents working in sebi compliance — 1 agent.
Checks every proposed trade against a client's risk profile and the firm's own house rules before it goes out, and keeps an immutable record of the verdict.